| [RFEM] | First Trust RiverFront Dynamic Emerging Markets ETF |
| [FYX] | First Trust Small Cap Core AlphaDEX Fund |
| [RFAP] | First Trust RiverFront Dynamic Asia Pacific ETF |
| [FMK] | First Trust Mega Cap AlphaDEX Fund |
| [CARZ] | First Trust NASDAQ Global Auto Index Fund |
| [FMB] | First Trust Managed Municipal ETF |
| [TDIV] | First Trust NASDAQ Technology Dividend Index Fund |
| [QCLN] | First Trust NASDAQ Clean Edge Green Energy Index Fund |
| [GRID] | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index |
| [FONE] | First Trust NASDAQ Smartphone Index Fund |
| [MDIV] | First Trust Multi-Asset Diversified Income Index Fund |
| [QABA] | First Trust NASDAQ ABA Community Bank Index Fund |
| [RDVY] | First Trust NASDAQ Rising Dividend Achievers ETF |
| [FAB] | First Trust Multi Cap Value AlphaDEX Fund |
| [FAD] | First Trust Multi Cap Growth AlphaDEX Fund |
| [CIBR] | First Trust NASDAQ Cybersecurity ETF |
| [FNY] | First Trust Mid Cap Growth AlphaDEX Fund |
| [FNK] | First Trust Mid Cap Value AlphaDEX Fund |
| [FNX] | First Trust Mid Cap Core AlphaDEX Fund |
| [FTC] | First Trust Large Cap Growth AlphaDEX Fund |
| [FTA] | First Trust Large Cap Value AlphaDEX Fund |
| [FEX] | First Trust Large Cap Core AlphaDEX Fund |
| [FJP] | First Trust Japan AlphaDEX Fund |
| [LMBS] | First Trust Low Duration Opportunities ETF |
| [FPXI] | First Trust International IPO ETF |
| [FLN] | First Trust Latin America AlphaDEX Fund |
| [FTAG] | First Trust Indxx Global Agriculture ETF |
| [FGM] | First Trust Germany AlphaDEX Fund |
| [YDIV] | First Trust International Multi-Asset Diversified Income Index |
| [HYLS] | First Trust High Yield Long/Short ETF |
