| [QLC] | FlexShares US Quality Large Cap Index Fund |
| [RFDI] | First Trust RiverFront Dynamic Developed International ETF |
| [FYC] | First Trust Small Cap Growth AlphaDEX Fund |
| [RFAP] | First Trust RiverFront Dynamic Asia Pacific ETF |
| [FYX] | First Trust Small Cap Core AlphaDEX Fund |
| [QINC] | First Trust RBA Quality Income ETF |
| [FTSL] | First Trust Senior Loan Fund ETF |
| [QTEC] | First Trust NASDAQ-100- Technology Index Fund |
| [RFEM] | First Trust RiverFront Dynamic Emerging Markets ETF |
| [AIRR] | First Trust RBA American Industrial Renaissance ETF |
| [QQXT] | First Trust NASDAQ-100 Ex-Technology Sector Index Fund |
| [FSZ] | First Trust Switzerland AlphaDEX Fund |
| [FTW] | First Trust Taiwan AlphaDEX Fund |
| [QQEW] | First Trust NASDAQ-100 Equal Weighted Index Fund |
| [FCVT] | First Trust SSI Strategic Convertible Securities ETF |
| [FDIV] | First Trust Strategic Income ETF |
| [FKO] | First Trust South Korea AlphaDEX Fund |
| [FYT] | First Trust Small Cap Value AlphaDEX Fund |
| [RFEU] | First Trust RiverFront Dynamic Europe ETF |
| [FAD] | First Trust Multi Cap Growth AlphaDEX Fund |
| [FNK] | First Trust Mid Cap Value AlphaDEX Fund |
| [FNY] | First Trust Mid Cap Growth AlphaDEX Fund |
| [FNX] | First Trust Mid Cap Core AlphaDEX Fund |
| [FMB] | First Trust Managed Municipal ETF |
| [FMK] | First Trust Mega Cap AlphaDEX Fund |
| [TDIV] | First Trust NASDAQ Technology Dividend Index Fund |
| [QCLN] | First Trust NASDAQ Clean Edge Green Energy Index Fund |
| [FONE] | First Trust NASDAQ Smartphone Index Fund |
| [FAB] | First Trust Multi Cap Value AlphaDEX Fund |
| [RDVY] | First Trust NASDAQ Rising Dividend Achievers ETF |
